-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HRXMq1OPK6hG9i1J1LGv2mdmSyOPqvpRK6sizAqNKPd/ZzBdC7/A/Ho3X6Z2NY7A 3toODgyuXaTQFfWyIwWLWg== 0000950123-09-002337.txt : 20090210 0000950123-09-002337.hdr.sgml : 20090210 20090210171213 ACCESSION NUMBER: 0000950123-09-002337 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20090210 DATE AS OF CHANGE: 20090210 GROUP MEMBERS: HIGHVIEW CAPITAL MANAGEMENT, LLC GROUP MEMBERS: PNR MULTI-STRATEGY ENERGY, LLC FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Wallace Jeffrey CENTRAL INDEX KEY: 0001445265 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: (630) 517-4084 MAIL ADDRESS: STREET 1: 240 WILLOW AVENUE, SUITE 102 CITY: WHEATON STATE: IL ZIP: 60187 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Pinnacle Gas Resources, Inc. CENTRAL INDEX KEY: 0001362120 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 300182582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83217 FILM NUMBER: 09586536 BUSINESS ADDRESS: STREET 1: 1 E. ALGER STREET CITY: SHERIDAN STATE: WY ZIP: 82801 BUSINESS PHONE: (307) 673-9710 MAIL ADDRESS: STREET 1: 1 E. ALGER STREET CITY: SHERIDAN STATE: WY ZIP: 82801 SC 13G/A 1 y74541sc13gza.htm SC 13G/A SC 13G/A
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G1

(Rule 13d-102)

Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
(Amendment No. 2)*

Pinnacle Gas Resources, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
0723464301
(CUSIP Number)
December 31, 2008
Date of Event Which Requires Filing of the Statement

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
521050104 
13G Page  
  of   

 

           
1.   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Highview Capital Management, LLC
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5.   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,842,051 shares of Common Stock
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    2,842,051 shares of Common Stock
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,842,051 shares of Common Stock
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  Approximately 9.73% as of the date of this filing (based on 29,220,238 shares of Common Stock issued and outstanding as of November 13, 2008)
     
12.   TYPE OF REPORTING PERSON
   
  IA/OO

Page 2 of 9


 

                     
CUSIP No.
 
521050104 
13G Page  
  of   

 

           
1.   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jeffrey Scott Wallace
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  U.S.
       
  5.   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   2,842,051 shares of Common Stock
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    2,842,051 shares of Common Stock
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  2,842,051 shares of Common Stock
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  Approximately 9.73% as of the date of this filing (based on 29,220,238 shares of Common Stock issued and outstanding as of November 13, 2008)
     
12.   TYPE OF REPORTING PERSON
   
  IN/HC

Page 3 of 9


 

                     
CUSIP No.
 
521050104 
13G Page  
  of   

 

           
1.   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
PNR Multi-Strategy Energy, LLC
     
     
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3.   SEC USE ONLY
   
   
     
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5.   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6.   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,847,360 shares of Common Stock
       
EACH 7.   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8.   SHARED DISPOSITIVE POWER
     
    1,847,360 shares of Common Stock
     
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,847,360 shares of Common Stock
     
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  Approximately 6.32% as of the date of this filing (based on 29,220,238 shares of Common Stock issued and outstanding as of November 13, 2008)
     
12.   TYPE OF REPORTING PERSON
   
  OO

Page 4 of 9


 

                     
CUSIP No.
 
521050104 
13G Page  
  of   
Item 1(a)   Name of Issuer:
Pinnacle Gas Resources, Inc.
Item 1(b)   Address of Issuer’s Principal Executive Offices:
7777 Washington Village Dr
STE 210
Dayton, OH 45459
Item 2(a)   Name of Person Filing
Item 2(b)   Address of Principal Business Office
Item 2(c)   Citizenship
Highview Capital Management, LLC
240 East Willow Avenue
Wheaton, IL 60187
Delaware Limited Liability Company
PNR Multi-Strategy Energy, LLC
c/o Highview Capital Management, LLC
240 East Willow Avenue
Wheaton, IL 60187
Delaware Limited Liability Company
Jeffrey Scott Wallace
Highview Capital Management, LLC
240 East Willow Avenue
Wheaton, IL 60187
U.S. Citizen
2(d)   Title of Class of Securities:
Common Stock, par value $0.01 per share
2(e)   CUSIP Number: 0723464301
Item 3   If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
  (a) o Broker or dealer registered under Section 15 of the Exchange Act;
 
  (b) o Bank as defined in Section 3(a)(6) of the Exchange Act;
 
  (c) o Insurance company as defined in Section 3(a)(19) of the Exchange Act;

Page 5 of 9


 

                     
CUSIP No.
 
521050104 
13G Page  
  of   
  (d) o Investment company registered under Section 8 of the Investment Company Act;
 
  (e) o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
 
  (f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
 
  (g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
  (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
 
  (i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
 
  (j) o Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1(c), check this box. : þ
Item 4   Ownership:
  (a)   Amount beneficially owned:
Incorporated by reference to Item 9 of the cover page pertaining to each reporting person.
  (b)   Percent of Class:
Incorporated by reference to Item 11 of the cover page pertaining to each reporting person.
  (c)   Number of shares as to which such person has:
  (i)   sole power to vote or to direct the vote:
Incorporated by reference to Item 5 of the cover page pertaining to each reporting person.
  (ii)   shared power to vote or to direct the vote:
Incorporated by reference to Item 6 of the cover page pertaining to each reporting person.

Page 6 of 9


 

                     
CUSIP No.
 
521050104 
13G Page  
  of   
  (iii)   sole power to dispose or to direct the disposition of:
Incorporated by reference to Item 7 of the cover page pertaining to each reporting person.
  (iv)   shared power to dispose or to direct the disposition of:
Incorporated by reference to Item 8 of the cover page pertaining to each reporting person.
Item 5   Ownership of Five Percent or Less of a Class:
Not Applicable.
Item 6   Ownership of More than Five Percent on Behalf of Another Person:
Not Applicable.
Item 7   Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:
Not Applicable.
Item 8   Identification and Classification of Members of the Group:
Not Applicable.
Item 9   Notice of Dissolution of Group:
Not Applicable.
Item 10   Certification:
     By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 7 of 9


 

                     
CUSIP No.
 
521050104 
13G Page  
  of   
After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated this 10th day of February, 2009.
                         
            Highview Capital Management, LLC    
 
                       
/s/ Jeffrey Scott Wallace                    
                     
Name:
  Jeffrey Scott Wallace       By:   /s/ Jeffrey Scott Wallace    
                     
 
              Name:   Jeffrey Scott Wallace    
 
              Its:   Managing Member of Highview
Capital Management, LLC
   
 
                       
            PNR Multi-Strategy Energy, LLC    
 
                       
 
          By:   /s/ Jeffrey Scott Wallace    
                     
 
              Name:   Jeffrey Scott Wallace    
 
                  Managing Member of Highview
Capital Management, LLC
   
INDEX TO EXHIBITS
     
Exhibit No.   Exhibit
 
   
99.1
  Joint Filing Agreement
99.2
  Declaration Granting Officer Authority

Page 8 of 9

EX-99.1 2 y74541exv99w1.htm EX-99.1: JOINT FILING AGREEMENT EX-99.1
EXHIBIT 99.1
                     
CUSIP No.
 
521050104 
13G Page  
  of   
February 10, 2009
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, Highview Capital Management, LLC, PNR Multi-Strategy Energy, LLC and Jeffrey Scott Wallace each hereby agree to the joint filing of this statement on Schedule 13G (including any and all amendments hereto). In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement on Schedule 13G. A copy of this Agreement shall be attached as an exhibit to the Statement on Schedule 13G filed on behalf of each of the parties hereto, to which this Agreement relates.
This Agreement may be executed in multiple counterparts, each of which shall constitute an original, one and the same instrument.
         
Highview Capital Management, LLC
 
   
By:   /s/ Jeffrey Scott Wallace      
  Name:   Jeffrey Scott Wallace     
  Its:   Managing Member of Highview
Capital Management, LLC 
   
 
PNR Multi-Strategy Energy, LLC
 
   
By:   /s/ Jeffrey Scott Wallace      
  Name:   Jeffrey Scott Wallace     
    Managing Member of Highview Capital
Management, LLC 
   
         
     
/s/ Jeffrey Scott Wallace      
Name:   Jeffrey Scott Wallace     
     
 

Page 9 of 9

EX-99.2 3 y74541exv99w2.htm EX-99.2: DECLARATION GRANTING OFFICER AUTHORITY EX-99.2
Exhibit 99.2
POWER OF ATTORNEY
     In accordance with the Managed Account Advisory Agreement dated November 1, 2006 as amended or restated from time to time (the “Agreement”), by and among Highview Capital Management, LLC, a Delaware limited liability company (“Highview”), PNR Multi-Strategy Energy, LLC, a Delaware limited liability company (“PNR”), and Pinnacle Asset Management, L.P., a Delaware limited partnership, and the Limited Power of Attorney provided in Section 2 of the Agreement, PNR hereby appoints Highview as sole and exclusive attorney-in-fact to sign and file any and all reports that may be required to be filed with the Securities and Exchange Commission pursuant to Section 13 and Section 16 of the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder, arising out of the activities contemplated by the authority granted to Highview pursuant to the Agreement.
                 
    PNR MULTI-STRATEGY ENERGY, LLC
 
               
    By:   Pinnacle Asset Management, L.P.,
its Manager
 
               
        By:   Pinnacle Asset Management, LLC,
its General Partner
 
               
 
          By:   /s/ Scott Kellman
 
               
 
          Name:   Scott Kellman
 
          Title:   Managing Member

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